To whom it may concern,
You have received this questionnaire because your firm will provide access to algorithmic-based trading and/or execution services to Pacific Investment Management Company LLC (“PIMCO”). Accordingly, please provide responses to the questions below. The scope of transactions includes, but is not limited to, futures (government, equity and commodity), options, cash equities, FX and any other markets in which algorithmic-based trading and/or execution services are made available and in which PIMCO is transacting (or seeks to transact) with your firm.
Note: All numbered questions are mandatory. Questions marked with * are mandatory if the preceding question requires explanation.